A Compendium of Strategies to Prevent Healthcare‐Associated Infections in Acute Care Hospitals
Preventable healthcare‐associated infections (HAIs) occur in US hospitals. Preventing these infections is a national priority, with initiatives led by healthcare organizations, professional associations, government and accrediting agencies, legislators, regulators, payers, and consumer advocacy groups. To assist acute care hospitals in focusing and prioritizing efforts to implement evidence‐based practices for prevention of HAIs, the Society for Healthcare Epidemiology of America and the Infectious Diseases Society of America Standards and Practice Guidelines Committee appointed a task force to create a concise compendium of recommendations for the prevention of common HAIs. This compendium is implementation focused and differs from most previously published guidelines in that it highlights a set of basic HAI prevention strategies plus special approaches for use in locations and/or populations within the hospital when infections are not controlled by use of basic practices, recommends that accountability for implementing infection prevention practices be assigned to specific groups and individuals, and includes proposed performance measures for internal quality improvement efforts.
Accepted June 9, 2008; electronically published September 16, 2008.
Executive Summary
The Centers for Disease Control and Prevention estimates that 1 of every 10‐20 patients hospitalized in the United States develops a healthcare‐associated infection (HAI). Infection prevention and control efforts have long been focused on monitoring and preventing HAIs, but HAI prevention has recently emerged as a national priority, with initiatives led by healthcare organizations, professional associations, government and accrediting agencies, legislators, regulators, payers, and consumer advocacy groups. Previous guidelines have provided detailed, evidence‐based recommendations for detecting and preventing HAIs. In contrast, the accompanying documents go one important step further by presenting practical recommendations in a concise format designed to assist acute care hospitals in implementing and prioritizing their HAI prevention efforts. Four device‐ and procedure‐associated HAI categories are targeted (central line–associated bloodstream infections [CLABSIs], ventilator‐associated pneumonia [VAP], catheter‐associated urinary tract infections [CAUTIs], and surgical site infections [SSIs]). In addition, 2 organism‐specific HAI categories (methicillin‐resistant Staphylococcus aureus [MRSA] infection and Clostridium difficile infection [CDI]) are included because of the increasing incidence and morbidity associated with acquisition of these organisms in the acute care setting.1,2
The following is a summary of the strategies to prevent HAIs in acute care hospitals presented in this compendium. Criteria for grading the strength of recommendation and quality of evidence are described in Table 1.
Prevention of CLABSI
| I. | Basic practices for prevention and monitoring of CLABSI: recommended for all acute care hospitals
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| II. | Special approaches for the prevention of CLABSI: Perform a CLABSI risk assessment. These special approaches are recommended for use in locations and/or populations within the hospital for which outcome data and/or risk assessment suggest lack of effective control despite implementation of basic practices.
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| III. | Approaches that should not be considered a routine part of CLABSI prevention
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Prevention of VAP
| I. | Basic practices for prevention and monitoring of VAP: recommended for all acute care hospitals
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| II. | Special approaches for the prevention of VAP: Perform a VAP risk assessment. These special approaches are recommended for use in locations and/or populations within the hospital for which outcome data and/or risk assessment suggest a lack of effective control despite implementation of basic practices.
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| III. | Approaches that should not be considered a routine part of VAP prevention
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Prevention of CAUTI
| I. | Basic practices for prevention and monitoring of CAUTI: recommended for all acute care hospitals
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| II. | Special approaches for the prevention of CAUTI: Perform a CAUTI risk assessment. These special approaches are recommended for use in locations and/or populations within the hospital for which outcome data and/or risk assessment suggest lack of effective control despite implementation of basic practices.
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| III. | Approaches that should not be considered a routine part of CAUTI prevention
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Prevention of SSI
| I. | Basic practices for prevention and monitoring of SSI: recommended for all acute care hospitals
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| II. | Special approaches for the prevention of SSI: Perform an SSI risk assessment. These special approaches are recommended for use in locations and/or populations within the hospital for which outcome data and/or risk assessment suggest a lack of effective control despite implementation of basic practices.
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| III. | Approaches that should not be considered a routine part of SSI prevention
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Prevention of MRSA Transmission
| I. | Basic practices for prevention and monitoring of MRSA transmission: recommended for all acute care hospitals
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| II. | Special approaches for the prevention of MRSA transmission: These special approaches are recommended for use in locations and/or populations within the hospital for which outcome data and/or risk assessment suggest lack of effective control despite implementation of basic practices.
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Prevention of CDI
| I. | Basic practices for prevention and monitoring of CDI: recommended for all acute care hospitals
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| II. | Special approaches for the prevention of CDI: Perform a CDI risk assessment. These special approaches are recommended for use in locations and/or populations within the hospital for which outcome data and/or risk assessment suggest lack of effective control despite implementation of basic practices.
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| III. | Approaches that should not be considered a routine part of CDI prevention
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Introduction
The US Centers for Disease Control and Prevention estimates that nearly 2 million patients (5%‐10% of hospitalized patients) experience an HAI each year; these infections lead to almost 100,000 deaths and $4.5‐$6.5 billion in extra costs.4‐6
The accompanying compendium of HAI prevention strategies is the result of collaboration among professional societies, including the Society for Healthcare Epidemiology of America (SHEA), the Infectious Diseases Society of America (IDSA), the Association for Professionals in Infection Control and Epidemiology, and other organizations committed to improving the safety and quality of patient care, including the Joint Commission and the American Hospital Association. Recognizing the importance of HAI prevention, these organizations worked in partnership to provide acute care hospitals with concise, practical, and evidence‐based strategies to enhance their HAI prevention programs.
Healthcare facilities are currently straining to accommodate an increasing number of infection prevention initiatives, regulatory obligations, and requirements for collection and reporting of performance measures. In addition, some recommended practices aimed at HAI prevention require infrastructure that is not currently available at all hospitals, such as surveillance methods that require information technology support. To assist healthcare facilities in focusing and prioritizing their HAI prevention efforts, the recommendations contained within this compendium are prioritized on the basis of the strength of the supporting evidence, the consensus of the authors, and the intensity of resources required for implementation.
The recommendations within this compendium are largely based on previously published HAI prevention guidelines available from a number of organizations, including the Healthcare Infection Control Practices Advisory Committee and the Centers for Disease Control and Prevention, SHEA, the IDSA, and the Association for Professionals in Infection Control and Epidemiology,7‐15 and relevant literature published after these guidelines. They are not meant to supplant these more detailed documents. Rather, the aim of this compendium is to provide acute care hospitals with practical guidance by use of an implementation‐focused format.
Despite the existence of guidelines for the prevention of specific types of HAIs, there is often a gap between what is recommended and what is practiced.16,17 To reduce this gap and to promote a culture of safety and individual accountability, this compendium aims to promote the establishment of infrastructure required to support these detection and prevention approaches, including adequate staffing of hospitals with trained infection prevention and control professionals, and to assign accountability for implementing effective infection prevention practices to hospital leaders, healthcare providers, and support staff.
Six documents are included, each focused on a category of HAI selected by the task force members (hereafter referred to as the HAI Allied Task Force) on the basis of the frequency of occurrence, impact on the morbidity and mortality of patients hospitalized in acute care facilities, and potential preventability through adherence to evidence‐based practices. These categories include
| • | central line–associated bloodstream infection (CLABSI), | ||||
| • | surgical site infection (SSI), | ||||
| • | ventilator‐associated pneumonia (VAP), | ||||
| • | catheter‐associated urinary tract infection (CAUTI), | ||||
| • | methicillin‐resistant S. aureus (MRSA) transmission, and | ||||
| • | C. difficile infection (CDI). | ||||
References to more detailed information available in previously published guidelines are provided in each article.
Each article contains a statement of concern and a brief summary of previously described detection and prevention methods, recommendations for implementing evidence‐based prevention approaches, and proposed performance measures (both process and outcome measures) for internal monitoring.
Each recommendation is ranked on the basis of the strength of recommendation and quality of evidence as required by the IDSA Standards and Practice Guidelines Committee (Table 1). Recommendations are prioritized into (1) evidence‐based basic practices that should be adopted by all acute care hospitals and (2) special approaches for use in locations and/or populations within the hospitals when infections are not controlled by use of basic practices. Recommendations that might ordinarily be included in a guideline with a C‐level strength of recommendation were excluded from these sections of the compendium and are discussed in the “unresolved issues” sections; this was done to help hospitals to focus their implementation efforts on the most strongly recommended prevention practices. Hospitals can prioritize their efforts by initially focusing on implementation of the prevention approaches listed as basic practices recommended for all acute care hospitals. If HAI surveillance or other risk assessments suggest that there is ongoing transmission despite implementation of basic practices, hospitals should then consider adopting some or all of the prevention approaches listed under the “special approaches” section of each document. These can be implemented within specific locations or patient populations or can be implemented hospitalwide, depending on outcome data, risk assessment, and/or local requirements. Most of the special approaches listed in these documents are supported by studies based on the control of HAI outbreaks and require additional personnel and financial resources for implementation.
Methods
Panel Composition
SHEA and the IDSA Standards and Practice Guidelines Committee convened experts in the prevention and monitoring of HAIs. The HAI Allied Task Force members are listed at the end of the text of this summary.
Literature Review and Analysis
For this compendium, the HAI Allied Task Force reviewed previously published guidelines and recommendations relevant to each section and performed computerized literature searches using PubMed. Searches of the English‐language literature focused on human studies published after existing guidelines through 2007, using the subject headings listed in Table 2.
Process Overview
In evaluating the evidence regarding the prevention and monitoring of HAIs, the HAI Allied Task Force followed a process used in the development of other IDSA guidelines, including a systematic weighting of the quality of the evidence and the grade of recommendation (Table 1).
Consensus Development
The HAI Allied Task Force met on 17 occasions via teleconference to complete the compendium. The purpose of the teleconferences was to discuss the questions to be addressed, make writing assignments, and discuss recommendations. All members of the HAI Allied Task Force participated in the preparation and review of the draft documents. The compendium was then submitted to a subgroup of the HAI Allied Task Force with implementation expertise that, through a series of additional teleconferences and communications, performed extensive editing and reformatting to create implementation‐focused text.
Review and Approval Process
A critical stage in the development process is peer review. Peer reviewers are relied on for expert, critical, and unbiased scientific appraisals of the documents. The SHEA/IDSA employed a process used for all SHEA/IDSA guidelines that includes a multilevel review and approval. Comments were obtained from several outside reviewers who complied with the SHEA/IDSA policy on conflict of interest disclosure. In addition, 8 stakeholder organizations provided comments on the document. Finally, the guideline was reviewed and approved by the IDSA Standards and Practice Guidelines Committee and the Board of Directors of the SHEA and the IDSA prior to dissemination.
Disclosure of Conflicts of Interest
All members of the HAI Allied Task Force and the external peer reviewers complied with the IDSA policy on conflicts of interest, which requires disclosure of any financial or other interest within the past 2 years that might be construed as constituting an actual, potential, or apparent conflict. Members of the HAI Allied Task Force and the external reviewers were provided with the IDSA conflicts of interest disclosure statement and were asked to identify ties to companies developing products that might be affected by promulgation of the compendium. Information was requested regarding employment, consultancies, stock ownership, honoraria, research funding, expert testimony, and membership on company advisory committees. The task force made decisions on a case‐by‐case basis as to whether an individual’s role should be limited as a result of a conflict. Potential conflicts are listed in the Acknowledgments.
Mechanism for Updating the Compendium
At annual intervals, SHEA, the Association for Professionals in Infection Control and Epidemiology, the IDSA Standards and Practice Guidelines Committee liaison advisor, and the chair of the Standards and Practice Guidelines Committee will determine the need for revisions to the compendium on the basis of an examination of current literature. If necessary, the entire task force will be reconvened to discuss potential changes. When appropriate, the panel will recommend revision of the compendium to SHEA, Association for Professionals in Infection Control and Epidemiology, the IDSA Standards and Practice Guidelines Committee, and the boards of directors of these organizations for review and approval.
Members of the Healthcare‐Associated Infections Task Force
David Classen, MD, MS; Infectious Diseases Society of America Co‐Chair (University of Utah, Salt Lake City, UT)
Deborah S. Yokoe, MD, MPH; Society for Healthcare Epidemiology of America Co‐Chair (Brigham & Women’s Hospital and Harvard Medical School, Boston, MA)
Deverick J. Anderson, MD, MPH; Section Leader, Surgical Site Infection (Duke University Medical Center, Durham, NC)
Kathleen M. Arias, MS, CIC; Association for Professionals in Infection Control and Epidemiology liaison, Implementation Subgroup (Association for Professionals in Infection Control and Epidemiology, Washington, DC)
Helen Burstin, MD; National Quality Forum liaison (National Quality Forum, Washington, DC)
David P. Calfee, MD, MS; Section Leader, Methicillin‐Resistant S. aureus (Mount Sinai School of Medicine, New York, NY)
Susan E. Coffin, MD, MPH; Section Leader, Ventilator‐Associated Pneumonia (Children’s Hospital of Philadelphia and University of Pennsylvania School of Medicine, Philadelphia, PA)
Erik R. Dubberke, MD; Section Leader, C. difficile–Associated Disease (Washington University School of Medicine, St. Louis, MO)
Victoria Fraser, MD; Society for Healthcare Epidemiology of America President (Washington University School of Medicine, St. Louis, MO)
Dale N. Gerding, MD; Section Leader, C. difficile–Associated Disease (Hines Veterans Affairs Medical Center, Hines, IL, and Loyola University Chicago Stritch School of Medicine, Chicago, IL)
Frances A. Griffin, RRT, MPA; Institute for Healthcare Improvement liaison (The Institute for Healthcare Improvement, Cambridge, MA)
Peter Gross, MD (Hackensack University Medical Center, Hackensack, NJ and the University of Medicine and Dentistry of New Jersey–New Jersey Medical School, Newark, NJ)
Keith S. Kaye, MD; Section Leader, Surgical Site Infection (Duke University Medical Center, Durham, NC)
Michael Klompas, MD; Section Leader, Ventilator‐Associated Pneumonia (Brigham & Women’s Hospital and Harvard Medical School, Boston, MA)
Evelyn Lo, MD; Section Leader, Catheter‐Associated Urinary Tract Infection (University of Manitoba and St. Boniface General Hospital, Winnipeg, Manitoba, Canada)
Jonas Marschall, MD; Section Leader, Catheter‐Associated Bloodstream Infection (Washington University School of Medicine, St. Louis, MO)
Leonard A. Mermel, DO, ScM; Section Leader, Catheter‐Associated Bloodstream Infection (Warren Alpert Medical School of Brown University and Rhode Island Hospital, Providence, RI)
Lindsay Nicolle, MD; Section Leader, Catheter‐Associated Urinary Tract Infection (University of Manitoba and Health Sciences Center, Winnipeg, Manitoba, Canada)
David A. Pegues, MD; Healthcare Infection Control Practices Advisory Committee liaison (David Geffen School of Medicine at the University of California Los Angeles, Los Angeles, CA)
Trish M. Perl, MD (Johns Hopkins Medical Institutions and University, Baltimore, MD)
Kelly Podgorny, RN, MS, CPHQ; The Joint Commission liaison, Implementation Subgroup (The Joint Commission, Oakbrook Terrace, IL)
Sanjay Saint, MD (Ann Arbor Veterans Affairs Medical Center and University of Michigan Medical School, Ann Arbor, MI)
Cassandra D. Salgado, MD, MS; Section Leader, Methicillin‐Resistant S. aureus (Medical University of South Carolina, Charleston, SC)
Robert A. Weinstein, MD (Stroger [Cook County] Hospital and Rush University Medical Center, Chicago, IL)
Robert Wise, MD; The Joint Commission liaison (The Joint Commission, Oakbrook Terrace, IL)
Acknowledgments
We thank Edward Septimus, MD, Donald Goldmann, MD, Richard Platt, MD, the SHEA Pediatric Special Interest Committee, members of and liaisons to the Healthcare Infection Control Practices Advisory Committee, the Infectious Diseases Society of America, Society for Healthcare Epidemiology of America, and Association for Professionals in Infection Control and Epidemiology boards of directors, and the many stakeholder organizations with infection prevention and control expertise who reviewed these documents for their very insightful comments and suggestions. We are also grateful to Jennifer Bright, Jennifer Padberg, Nancy Olins, and Annette Mucha for their organizational assistance and expertise.
Financial support. Support for this compendium was provided by the Society for Healthcare Epidemiology of America and the Infectious Diseases Society of America.
Potential conflicts of interest. D.S.Y. has received a research grant from Sage Products. L.A.M. has received research grants from and served as a consultant to 3M, Angiotech, and Cadence and is a consultant to Ash Access Technology. D.J.A. has received a research grant from Pfizer and has served on advisory councils for Schering‐Plough and Pfizer. K.M.A. is the immediate past president of the Association for Professionals in Infection Control and Epidemiology and serves on its board of directors. H.B.’s participation does not represent official endorsement of the compendium by the National Quality Forum. D.P.C. is a member of the speakers’ bureau for Enturia. S.E.C. has received a research grant from Merck. E.R.D. is a member of the speakers’ bureaus for Elan, Enzon, Schering‐Plough, Viropharma, Pfizer, and Astellas and serves on the advisory boards of Schering‐Plough, Genzyme, and Salix. V.F. is the past president of the Society for Healthcare Epidemiology of America, has been a consultant to Steris, Verimetrix, and Merck, and is a member of the speakers’ bureaus for Cubist and Merck. P.G. has received a research grant from Becton, Dickinson and Company (BD); has been on the speakers’ bureau for Ortho‐McNeil; and served on the Zostervax advisory board of Merck. K.S.K has received research grants from Pfizer, Merck, and Cubist; is a member of the speakers’ bureaus for Pfizer, Merck, Cubist, Schering‐Plough, and Wyeth; and serves on the advisory board for Schering‐Plough. J.M. has received a research grant from the Swiss National Science Foundation. T.M.P. is a past president of the Society for Healthcare Epidemiology of America; is on the advisory board or the speakers’ bureau for Theradoc, 3M, Replydine, and Ortho‐McNeil; and has received honoraria from VHA and the Institute for Healthcare Improvement. S.S. has received an honorarium from VHA. C.D.S. is a member of the speakers’ bureau for Pfizer. R.A.W. has received research grants from Sage Products and the Centers for Disease Control and Prevention and has been a consultant on Tolevamer for Genzyme and a consultant to the Centers for Disease Control and Prevention. D.C. is co‐chair of the National Quality Forum Patient Safety Taxonomy Committee and an employee of CSC, a healthcare technology consulting company, and has ownership in Theradoc, a medical software company. All other authors report no relevant conflicts of interest.
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