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Performance-Based Fees Under the Investment Advisers Act of 1940

Stephen M. Schultz
The Business Lawyer
Vol. 39, No. 2 (February 1984), pp. 521-542
Published by: American Bar Association
Stable URL: http://www.jstor.org/stable/40686566
Page Count: 22
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Performance-Based Fees Under the Investment Advisers Act of 1940
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Abstract

This article examines the evolving body of law applicable to the receipt of performance-based fees by investment advisers. The author discusses how recent Securities and Exchange Commission no-action letters affect an investment adviser's right to receive performance compensation, and summarizes a recent rule proposal of the SEC which would eliminate the prohibition against performance fees in certain cases.

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